5% stake reports

Filings through 10/01

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 688; Last 30 days · 09/02–10/01
13D reports: 377; Last 30 days · 09/02–10/01
First reports over 5%: 252; Last 30 days · 09/02–10/01
Dropped below 5%: 84; Last 30 days · 09/02–10/01

5% stake reports

Universal Technical Institute UTI

	Holder			Kind
06/10	Coliseum Capital Management06/10	1.76%971,440 sh	−5.5pp	13DAmendment
03/27	Vanguard Group03/27	0%0 sh	−6.1pp	13G passiveAmendment
25/12/05	Coliseum Capital Management25/12/05	7.3%3,971,440 sh	+2.3pp	13D
25/08/14	Lord, Abbett25/08/14	3.73%2,030,376 sh	−1.6pp	13G passiveAmendment
25/05/29	Coliseum Capital Management25/05/29	4.99%2,716,267 sh	−0.9pp	13DAmendment
25/05/14	Coliseum Capital Management25/05/14	5.9%3,216,267 sh	−3.6pp	13DAmendment
25/05/14	Lord, Abbett25/05/14	5.38%2,924,499 sh	First report	13G passive
25/03/28	Coliseum Capital Management25/03/28	9.5%5,145,755 sh	−1.8pp	13DAmendment
25/02/11	Coliseum Capital Management25/02/11	11.3%6,145,755 sh	No earlier report	13DAmendment