5% stake reports

Filings through 09/30

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 640; Last 30 days · 09/01–09/30
13D reports: 346; Last 30 days · 09/01–09/30
First reports over 5%: 233; Last 30 days · 09/01–09/30
Dropped below 5%: 76; Last 30 days · 09/01–09/30

5% stake reports

	Holder	Stock			Kind
09/30	MJL Manager09/30 · Arcadia Biosciences	Arcadia Biosciences RKDA	15.7%378,740 sh	First report	13G passive
09/30	Saba Capital Management09/30 · Virtus Total Return Fund	Virtus Total Return Fund ZTR	5.04%2,519,703 sh	First report	13D
09/30	Joseph Michael Posen09/30 · Nuran Wireless	Nuran Wireless NUR	9.8%1,288,662 sh	First report	13G passive
09/29	David E. Lazar09/29 · Aterian	Aterian ATER	3.1%8,038,030 sh	−92.6pp	13DAmendment
09/29	Ross Dove09/29 · Heritage Global	Heritage Global HGBL	5.8%2,021,917 sh	No earlier report	13DAmendment
09/29	Bryan Sheffield09/29 · Tamboran Resources	Tamboran Resources TBN	10.4%3,646,756 sh	−1.5pp	13DAmendment
09/29	Conifer Management09/29 · Group 1 Automotive	Group 1 Automotive GPI	15.4%1,840,698 sh	+2.7pp	13DAmendment
09/29	PMGC Holdings09/29 · NorthStrive Acquisition Corp I.	NorthStrive Acquisition Corp I. NSAI	21.43%2,728,070 sh	First report	13D
09/29	International Finance09/29 · Lesaka Technologies	Lesaka Technologies LSAK	3.85%3,302,551 sh	+0.0pp	13DAmendment
09/29	Millennium Management09/29 · Sweetgreen	Sweetgreen SG	5.6%5,992,942 sh	First report	13G passive
09/29	Ryan Cohen09/29 · GameStop	GameStop GME	8.8%44,683,306 sh	+0.0pp	13DAmendment
09/29	Millennium Management09/29 · Maravai Lifesciences Holdings	Maravai Lifesciences Holdings MRVI	5.2%7,773,149 sh	+0.5pp	13G passive
09/29	Pale Fire Capital09/29 · Coursera	Coursera COUR	10.9%28,806,415 sh	+5.1pp	13G passiveAmendment
09/29	North Rock Digital09/29 · Avax One Technology	Avax One Technology AVX	19.33%1,430,000 sh	First report	13G passive
09/29	Sit Investment Associates09/29 · Eaton Vance Ltd Duration Income Fund	Eaton Vance Ltd Duration Income Fund EVV	7.7%8,910,779 sh	+1.1pp	13DAmendment
09/29	Orca Capital09/29 · NFT	NFT MI	4.9%25,376 sh	−5.0pp	13G passiveAmendment
09/29	Erez REIT Opportunities09/29 · Umh Properties	Umh Properties UMH	5%4,270,000 sh	+0.0pp	13DAmendment
09/29	3D Investment Partners Pte.09/29 · Medicinova	Medicinova MNOV	9.9%4,862,047 sh	No earlier report	13DAmendment
09/29	Ryan Cohen09/29 · GameStop	GameStop GME	8.8%44,683,306 sh	+0.1pp	13DAmendment
09/29	Sit Investment Associates09/29 · DWS Municipal Income Trust	DWS Municipal Income Trust KTF	22.9%8,984,416 sh	−1.2pp	13DAmendment