5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports
652
Last 30 days · 09/03–10/02
13D reports
357
Last 30 days · 09/03–10/02
First reports over 5%
241
Last 30 days · 09/03–10/02
Dropped below 5%
83
Last 30 days · 09/03–10/02

5% stake reports

Holder
Series R of UM Partners07/2237.3%50,616,650 shNo earlier report
Ameriprise Financial05/152.2%1,905,537 sh−3.9pp
Chase & Co Jpmorgan05/134.6%4,098,626 sh−1.4pp
Ameriprise Financial02/176.1%5,333,171 sh−1.1pp
Chase & Co Jpmorgan01/236%5,274,721 sh−2.4pp
Integrated Core Strategies01/202.9%2,542,217 sh−2.4pp
Chase & Co Jpmorgan25/10/248.4%7,295,831 sh−1.0pp
Jason K. Giordano25/10/104.42%3,813,693 sh−1.7pp
Integrated Core Strategies25/05/285.3%4,524,080 shFirst report
Ameriprise Financial25/05/157.2%6,196,575 sh+1.6pp
Champlain Investment Partners25/05/144.7%4,019,383 shFirst report
Millennium Management25/04/071.2%1,008,663 sh−3.8pp
Ameriprise Financial25/02/145.6%4,606,630 shFirst report
Millennium Management25/02/125%4,146,330 sh+1.0pp
Neuberger Berman Group25/02/040.2%157,983 sh−4.9pp
Neuberger Berman Group25/02/045.1%4,179,491 shFirst report
Millennium Management25/01/234%3,323,679 shFirst report