5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Upstart Holdings UPST

	Holder			Kind
07/13	Jericho Capital Asset Management07/13	0%0 sh	−5.2pp	13G passiveAmendment
02/17	Jericho Capital Asset Management02/17	5.2%5,011,809 sh	First report	13G passive
02/13	Susquehanna Securities02/13	4.6%4,554,175 sh	−1.1pp	13G passiveAmendment
25/11/13	Susquehanna Securities25/11/13	5.7%5,533,255 sh	First report	13G passive
25/10/09	Citadel Securities GP25/10/09	4.7%4,500,982 sh	First report	13G passive
25/02/14	D. E. Shaw25/02/14	4.9%4,599,059 sh	−0.1pp	13G passiveAmendment
25/01/08	D. E. Shaw25/01/08	5%4,599,059 sh	First report	13G passive