5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Silvercorp Metals SVM

	Holder			Kind
09/03	Helikon Investments09/03	10.27%22,708,332 sh	+3.0pp	13G passiveAmendment
05/07	Helikon Investments05/07	7.3%16,115,414 sh	First report	13G passive
25/11/14	Amplify ETF Trust25/11/14	5.01%10,953,284 sh	First report	13G passive
25/08/14	Van Eck Associates25/08/14	6.97%15,199,908 sh	−2.0pp	13G passiveAmendment