5% stake reports

Filings through 10/03

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 656; Last 30 days · 09/04–10/03
13D reports: 361; Last 30 days · 09/04–10/03
First reports over 5%: 239; Last 30 days · 09/04–10/03
Dropped below 5%: 89; Last 30 days · 09/04–10/03

5% stake reports

Sunoco SUN

	Holder			Kind
05/06	Invesco05/06	6.5%8,857,392 sh	+1.8pp	13G passive
01/06	Alps Advisors01/06	12.15%24,856,265 sh	−3.6pp	13G passiveAmendment
25/04/11	Alps Advisors25/04/11	15.15%23,132,625 sh	+1.6pp	13G passiveAmendment