5% stake reports

Filings through 10/01

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports
688
Last 30 days · 09/02–10/01
13D reports
377
Last 30 days · 09/02–10/01
First reports over 5%
252
Last 30 days · 09/02–10/01
Dropped below 5%
84
Last 30 days · 09/02–10/01

5% stake reports

Holder
Biotechnology Value Fund09/305.6%3,608,968 shFirst report
Lynx1 Capital Management08/146.5%4,038,404 sh−1.6pp
Toronto Dominion Bank08/124.9%3,173,258 sh−0.5pp
FMR08/068.5%5,313,100 sh−1.3pp
Lynx1 Capital Management05/188.1%4,763,673 sh+1.1pp
Redmile Group05/156.7%4,164,120 sh−1.3pp
Wellington Management Group05/155.2%3,095,700 shFirst report
FMR02/059.8%5,600,920 sh−2.7pp
Cowen Financial Products25/11/140%0 sh−5.8pp
Toronto Dominion Bank25/11/145.8%3,173,258 shFirst report
FMR25/11/0512.5%6,865,057 sh−1.1pp
BlackRock25/10/176.8%3,732,540 sh+1.0pp
Skorpios Trust25/08/264.1%2,256,181 sh−1.9pp
FMR25/08/0613.6%7,412,982 sh+2.9pp
BlackRock Portfolio Management25/07/154.7%2,550,341 sh−0.4pp
Skorpios Trust25/06/236%3,256,181 sh−1.2pp
Skorpios Trust25/06/067.2%3,906,181 sh−5.8pp
FMR25/06/0610.7%5,859,011 shFirst report
BlackRock Portfolio Management25/04/155.1%2,743,502 shFirst report
Skorpios Trust24/12/2713%6,906,181 shNo earlier report