5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports
694
Last 30 days · 09/03–10/02
13D reports
374
Last 30 days · 09/03–10/02
First reports over 5%
257
Last 30 days · 09/03–10/02
Dropped below 5%
93
Last 30 days · 09/03–10/02

5% stake reports

Holder
Polar Asset Management Partners02/170%75,000 sh−7.2pp
Seaport Global Asset Management02/1215.7%731,867 sh−5.6pp
Seaport Global Asset Management25/12/1821.3%804,867 sh−1.6pp
Seaport Global Asset Management25/10/1522.9%16,302,973 sh−20.2pp
Shanchun Huang25/07/085.49%2,438,599 shFirst report
York Capital Management Global Advisors25/05/206.6%1,700,000 shFirst report
Polar Asset Management Partners25/05/157.2%1,500,000 shFirst report
Seaport Global Asset Management25/05/0843.1%16,657,973 shFirst report
Silverback Capital25/03/140%0 sh−6.4pp
Silverback Capital25/02/036.41%1,200,000 shFirst report