5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports
699
Last 30 days · 09/03–10/02
13D reports
378
Last 30 days · 09/03–10/02
First reports over 5%
260
Last 30 days · 09/03–10/02
Dropped below 5%
94
Last 30 days · 09/03–10/02

5% stake reports

Holder
Highbridge Capital Management02/170%0 sh−5.3pp
Space Summit Capital02/170%0 sh−6.0pp
Harraden Circle Investments02/130%0 sh−6.5pp
Mizuho Financial Group02/129%685,965 shFirst report
Wolverine Asset Management02/036.77%517,147 sh+1.6pp
Highbridge Capital Management25/11/145.3%405,851 shFirst report
Wolverine Asset Management25/11/075.22%398,747 shFirst report
Starry SEA Investment25/08/1818.83%1,479,621 shFirst report
Harraden Circle Investments25/08/146.55%500,000 shFirst report
Space Summit Capital25/08/146%300,000 shFirst report
Feis Equities25/08/129.5%546,066 shFirst report