5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Strata Critical Medical SRTA

	Holder			Kind
07/08	ARK Investment Management07/08	3.16%2,730,855 sh	−5.4pp	13G passiveAmendment
06/17	Northern Right Capital Management06/17	5.1%4,398,235 sh	First report	13G passive
05/08	Velibor Krstic05/08	0%0 sh	−16.2pp	13DAmendment
04/30	ARK Investment Management04/30	8.57%7,455,284 sh	+1.1pp	13G passiveAmendment
04/16	Velibor Krstic04/16	16.2%1,485,877 sh	+3.8pp	13DAmendment
04/08	Velibor Krstic04/08	12.4%1,139,393 sh	+4.1pp	13DAmendment
04/07	Velibor Krstic04/07	8.3%764,435 sh	First report	13D
01/21	BlackRock01/21	5.1%4,384,945 sh	+0.1pp	13G passive
25/10/17	BlackRock25/10/17	4.96%4,226,920 sh	−0.2pp	13G passiveAmendment
25/08/11	Third Point25/08/11	6.1%5,000,000 sh	First report	13G passive
25/07/17	BlackRock25/07/17	5.2%4,201,093 sh	+0.3pp	13G passive