5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

ARS Pharmaceuticals SPRY

	Holder			Kind
07/27	BlackRock07/27	5.3%5,218,264 sh	+0.3pp	13G passive
07/14	Millennium Management07/14	2.5%2,520,937 sh	−3.5pp	13G passiveAmendment
05/15	Rubric Capital Management05/15	8.06%8,000,000 sh	+1.8pp	13G passiveAmendment
04/27	BlackRock04/27	4.98%4,946,412 sh	−0.1pp	13G passiveAmendment
03/24	Millennium Management03/24	5.4%5,391,440 sh	First report	13G passive
02/13	Rubric Capital Management02/13	6.27%6,200,000 sh	First report	13G passive
01/21	BlackRock01/21	5.1%5,013,000 sh	First report	13G passive
25/10/01	Ra Capital Management25/10/01	11.1%10,940,977 sh	No earlier report	13DAmendment
25/08/01	James E. Flynn25/08/01	7.75%7,610,217 sh	−1.0pp	13DAmendment
25/07/22	James E. Flynn25/07/22	8.79%8,633,537 sh	−1.1pp	13DAmendment
25/07/02	James E. Flynn25/07/02	9.9%9,724,508 sh	−0.8pp	13DAmendment
25/03/24	James E. Flynn25/03/24	10.72%10,514,657 sh	No earlier report	13DAmendment