5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

CPI Card Group PMTS

	Holder			Kind
09/15	Tricor Pacific Capital09/15	23.45%2,701,056 sh	+4.3pp	13DAmendment
25/12/18	Tricor Pacific Capital25/12/18	19.1%2,176,056 sh	First report	13D