5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 696; Last 30 days · 09/03–10/02
13D reports: 376; Last 30 days · 09/03–10/02
First reports over 5%: 258; Last 30 days · 09/03–10/02
Dropped below 5%: 93; Last 30 days · 09/03–10/02

5% stake reports

	Holder			Kind
08/12	Capital World Investors08/12	2.8%1,609,055 sh	−4.1pp	13G passiveAmendment
07/31	Vanguard Portfolio Management07/31	5.17%2,944,544 sh	First report	13G passive
07/31	Vanguard Capital Management07/31	5.01%2,852,179 sh	First report	13G passive
05/12	State Street05/12	4.5%2,571,510 sh	−1.1pp	13G passive
04/06	Capital World Investors04/06	6.9%3,897,663 sh	−5.1pp	13G passiveAmendment
25/08/11	State Street25/08/11	5.6%3,137,866 sh	+0.7pp	13G passive
25/05/13	State Street25/05/13	4.9%2,711,384 sh	First report	13G passive