5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 695; Last 30 days · 09/03–10/02
13D reports: 375; Last 30 days · 09/03–10/02
First reports over 5%: 258; Last 30 days · 09/03–10/02
Dropped below 5%: 93; Last 30 days · 09/03–10/02

5% stake reports

Pimco California Municipal Income Fund PCQ

	Holder			Kind
09/17	Bank of America09/17	79.4%1,920 sh	+19.6pp	13DAmendment
08/25	JPMorgan Chase Bank, N.A.08/25	0%0 sh	−19.7pp	13G passiveAmendment
02/25	Bank of America02/25	59.8%1,920 sh	−8.1pp	13DAmendment
01/12	Saba Capital Management01/12	1.92%1,079,027 sh	−3.8pp	13G passiveAmendment
25/08/11	Saba Capital Management25/08/11	5.68%1,079,027 sh	First report	13G passive
25/08/05	Bank of America25/08/05	67.9%2,730 sh	−6.8pp	13DAmendment
25/08/05	Fargo & Company/Mn Wells25/08/05	12.42%499 sh	No earlier report	13DAmendment
25/04/09	Bank of America25/04/09	74.7%1,020 sh	No earlier report	13DAmendment