5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Prestige Consumer Healthcare PBH

	Holder			Kind
07/07	Ariel Investments07/07	10.3%4,868,711 sh	+1.8pp	13G passiveAmendment
04/30	Vanguard Capital Management04/30	5.18%2,454,974 sh	First report	13G passive
04/29	Vanguard Portfolio Management04/29	5.97%2,826,536 sh	First report	13G passive
02/13	Ariel Investments02/13	8.5%4,102,497 sh	+1.2pp	13G passiveAmendment
25/11/14	Ariel Investments25/11/14	7.3%3,594,959 sh	+2.8pp	13G passive