5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 673; Last 30 days · 09/03–10/02
13D reports: 364; Last 30 days · 09/03–10/02
First reports over 5%: 247; Last 30 days · 09/03–10/02
Dropped below 5%: 88; Last 30 days · 09/03–10/02

5% stake reports

Paloma Acquisition Corp I PALO

	Holder			Kind
08/14	Linden Capital08/14	4.7%800,000 sh	−0.5pp	13G passiveAmendment
08/14	Aqr Capital Management08/14	4.63%786,074 sh	−0.4pp	13G passiveAmendment
05/15	Sculptor Capital05/15	4.35%674,100 sh	−0.8pp	13G passiveAmendment
05/15	Tenor Capital Management05/15	4%600,000 sh	−1.3pp	13G passiveAmendment
05/13	Aqr Capital Management05/13	5%775,450 sh	First report	13G passive
05/13	Adage Capital Management05/13	7.95%1,350,000 sh	First report	13G passive
04/07	Paloma Capital Group04/07	19.68%4,047,000 sh	−0.8pp	13DAmendment
03/02	Linden Capital03/02	5.2%800,000 sh	First report	13G passive
02/27	Paloma Capital Group02/27	20.46%4,247,000 sh	First report	13D
02/26	Sculptor Capital02/26	5.16%800,000 sh	First report	13G passive
02/25	Tenor Capital Management02/25	5.3%800,000 sh	First report	13G passive