5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Occidental Petroleum OXY

	Holder			Kind
07/29	BlackRock07/29	5.2%52,135,869 sh	First report	13G passive
05/14	& Cox Dodge05/14	7.5%74,085,572 sh	−1.3pp	13G passiveAmendment
04/30	Vanguard Capital Management04/30	5.51%54,666,711 sh	First report	13G passive
03/27	Vanguard Group03/27	0%0 sh	−8.5pp	13G passiveAmendment