5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

	Holder			Kind
05/15	Ameriprise Financial05/15	0.3%123,671 sh	−5.0pp	13G passiveAmendment
01/30	First Trust Portfolios01/30	4.05%1,540,144 sh	−1.6pp	13G passiveAmendment
25/10/31	First Trust Portfolios25/10/31	5.63%2,156,973 sh	First report	13G passive
25/08/14	Global X Management25/08/14	3.58%1,369,883 sh	−2.1pp	13G passiveAmendment
25/08/14	Ameriprise Financial25/08/14	5.3%2,030,571 sh	First report	13G passive
25/02/14	Global X Management25/02/14	5.66%2,149,161 sh	First report	13G passive