5% stake reports

Filings through 10/03

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 656; Last 30 days · 09/04–10/03
13D reports: 361; Last 30 days · 09/04–10/03
First reports over 5%: 239; Last 30 days · 09/04–10/03
Dropped below 5%: 89; Last 30 days · 09/04–10/03

5% stake reports

Orchid Island Capital ORC

	Holder			Kind
07/31	Vanguard Capital Management07/31	5.23%10,496,780 sh	First report	13G passive
07/29	BlackRock07/29	9.99%20,056,014 sh	+2.3pp	13G passiveAmendment
25/10/17	BlackRock25/10/17	7.7%11,258,423 sh	+1.1pp	13G passiveAmendment