5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports
695
Last 30 days · 09/03–10/02
13D reports
375
Last 30 days · 09/03–10/02
First reports over 5%
258
Last 30 days · 09/03–10/02
Dropped below 5%
93
Last 30 days · 09/03–10/02

5% stake reports

Holder
Karpus Management08/145.32%849,065 sh−1.0pp
Aqr Capital Management05/134.97%602,656 sh−0.2pp
Wolverine Asset Management04/207.21%874,872 sh+1.0pp
Karpus Management02/136.32%767,290 shFirst report
Barclays02/114.83%587,420 sh−2.6pp
Feis Equities25/11/204.92%596,645 sh−4.6pp
Shaolin Capital Management25/11/145.37%650,000 shFirst report
Polar Asset Management Partners25/11/146.8%825,000 shFirst report
Aqr Capital Management25/11/135.17%626,907 shFirst report
Mizuho Financial Group25/11/138.4%1,018,598 shFirst report
Barclays25/11/127.45%904,720 shFirst report
Wolverine Asset Management25/10/106.2%752,862 shFirst report
Next Move Capital25/07/0822.8%3,288,333 shFirst report
Feis Equities25/07/079.54%954,388 shFirst report