5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 699; Last 30 days · 09/03–10/02
13D reports: 378; Last 30 days · 09/03–10/02
First reports over 5%: 260; Last 30 days · 09/03–10/02
Dropped below 5%: 94; Last 30 days · 09/03–10/02

5% stake reports

Moleculin Biotech MBRX

	Holder			Kind
08/25	Jonathan P. Foster08/25	6.3%1,288,207 sh	First report	13D
08/25	Walter V. Klemp08/25	9.9%2,070,761 sh	First report	13D
08/10	CVI Investments08/10	9.9%1,863,377 sh	First report	13G passive
08/06	Intracoastal Capital08/06	4.99%973,927 sh	First report	13G passive
25/08/14	Armistice Capital25/08/14	4.99%1,586,521 sh	−3.9pp	13G passiveAmendment
25/05/15	Armistice Capital25/05/15	8.93%1,250,000 sh	−1.1pp	13G passiveAmendment