5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports
652
Last 30 days · 09/03–10/02
13D reports
357
Last 30 days · 09/03–10/02
First reports over 5%
241
Last 30 days · 09/03–10/02
Dropped below 5%
83
Last 30 days · 09/03–10/02

5% stake reports

Holder
Stanley Morgan08/123.9%1,391,243 sh−1.4pp
Cetus Capital VI08/054.36%1,561,199 sh−1.9pp
Newtyn Management05/157.7%2,760,000 sh+1.3pp
Madison Avenue Partners05/154.4%1,590,616 sh−0.6pp
Stanley Morgan05/125.3%1,892,151 sh−1.2pp
Cetus Capital VI05/126.26%2,242,705 sh−1.6pp
Vanguard Group03/270%0 sh−6.7pp
Madison Avenue Partners02/175%1,780,649 sh−3.0pp
Ancora Advisors02/131.5%533,161 sh−3.8pp
Stanley Morgan02/126.5%2,322,794 sh+2.1pp
Stanley Morgan25/11/074.4%1,550,588 sh−1.0pp
Newtyn Management25/08/146.4%2,271,500 shFirst report
Cetus Capital VI25/08/087.88%2,803,984 sh+2.8pp
Stanley Morgan25/08/065.4%1,937,474 shFirst report
Vanguard Group25/07/296.65%2,370,428 sh−1.5pp
BlackRock25/07/177.1%2,519,401 shFirst report
Cetus Capital VI25/02/115.13%1,816,733 sh+1.1pp
Ancora Advisors25/01/075.33%1,883,376 shFirst report