5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

LPL Financial Holdings LPLA

	Holder			Kind
08/13	Janus Henderson Group08/13	5.3%4,198,356 sh	First report	13G passive
08/04	Boston Partners08/04	5.01%4,004,971.61 sh	First report	13G passive
05/14	& Cox Dodge05/14	5.2%4,146,547 sh	First report	13G passive
04/30	Vanguard Capital Management04/30	5.36%4,300,570 sh	First report	13G passive
03/27	Vanguard Group03/27	0%0 sh	−10.1pp	13G passiveAmendment