5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Ligand Pharmaceuticals LGND

	Holder			Kind
08/13	Invesco08/13	6.1%1,218,846 sh	First report	13G passive
05/01	Vanguard Portfolio Management05/01	5.56%1,109,154 sh	First report	13G passive
05/01	Vanguard Capital Management05/01	5%997,637 sh	First report	13G passive
25/10/17	BlackRock25/10/17	14.5%2,839,251 sh	−1.1pp	13G passiveAmendment