5% stake reports

Filings through 10/01

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports
686
Last 30 days · 09/02–10/01
13D reports
375
Last 30 days · 09/02–10/01
First reports over 5%
252
Last 30 days · 09/02–10/01
Dropped below 5%
84
Last 30 days · 09/02–10/01

5% stake reports

Holder
State Street09/0810.2%1,957,421 sh+1.6pp
BlackRock09/0411.6%2,237,192 sh+4.0pp
Van Eck Associates08/148.7%1,651,915 sh+2.3pp
State Street08/078.6%1,639,266 sh+1.2pp
Vanguard Capital Management07/315.02%951,867 shFirst report
Bank of Nova Scotia07/156.91%1,358,404 sh+2.5pp
D. E. Shaw05/152%371,196 sh−3.6pp
Van Eck Associates05/156.4%1,211,517 sh+1.3pp
State Street05/127.4%1,403,652 sh+2.3pp
Vanguard Group03/260%0 sh−6.2pp
Van Eck Associates02/135.13%897,383 shFirst report
Bank of Nova Scotia01/274.36%791,560 sh−4.3pp
State Street25/11/105.1%890,766 shFirst report
D. E. Shaw25/10/225.2%905,609 shFirst report
Bank of Nova Scotia25/10/068.7%1,581,414 shFirst report