5% stake reports

Filings through 10/03

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports
656
Last 30 days · 09/04–10/03
13D reports
361
Last 30 days · 09/04–10/03
First reports over 5%
239
Last 30 days · 09/04–10/03
Dropped below 5%
89
Last 30 days · 09/04–10/03

5% stake reports

Holder
Eric James Rose04/1610.7%1,724,418 shFirst report
Empery Asset Management25/04/241.02%66,826 sh−9.0pp
Empery Asset Management25/01/219.99%418,303 shFirst report