5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Immix Biopharma IMMX

	Holder			Kind
08/14	Eventide Asset Management08/14	5.6%3,891,019 sh	First report	13G passive
08/13	Janus Henderson Group08/13	14%9,783,192 sh	+1.0pp	13G passiveAmendment
06/05	Janus Henderson Group06/05	13%9,090,732 sh	+3.9pp	13G passiveAmendment
05/15	Janus Henderson Group05/15	9.1%4,802,002 sh	+1.7pp	13G passiveAmendment
05/04	Millennium Management05/04	3.3%1,750,200 sh	−2.0pp	13G passiveAmendment
03/20	Millennium Management03/20	5.3%2,812,230 sh	First report	13G passive
02/17	Saturn V Capital Management02/17	6.97%3,693,585 sh	First report	13G passive
02/17	Janus Henderson Group02/17	7.4%3,921,568 sh	First report	13G passive