5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Heron Therapeutics HRTX

	Holder			Kind
03/27	Vanguard Group03/27	0%0 sh	−5.3pp	13G passiveAmendment
02/17	Clearline Capital02/17	6.7%12,235,239 sh	+1.4pp	13G passiveAmendment
01/30	Vanguard Group01/30	5.35%9,820,384 sh	+0.7pp	13G passive
25/11/26	Clearline Capital25/11/26	5.3%9,712,527 sh	First report	13G passive
25/10/17	Rubric Capital Management25/10/17	15.9%30,046,828 sh	−1.6pp	13DAmendment
25/08/12	Rubric Capital Management25/08/12	17.5%29,100,728 sh	No earlier report	13DAmendment