5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Harmonic HLIT

	Holder			Kind
04/30	Vanguard Capital Management04/30	5%5,517,292 sh	First report	13G passive
04/29	Vanguard Portfolio Management04/29	5.64%6,225,133 sh	First report	13G passive
03/27	Vanguard Group03/27	0%0 sh	−10.6pp	13G passiveAmendment
25/08/07	Invesco25/08/07	3.9%4,444,472 sh	−2.8pp	13G passiveAmendment