5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Helios Technologies HLIO

	Holder			Kind
07/31	Vanguard Portfolio Management07/31	5.01%1,656,862 sh	First report	13G passive
05/15	Wellington Management Group05/15	3.9%1,306,673 sh	−2.1pp	13G passiveAmendment
04/30	Vanguard Capital Management04/30	5.2%1,721,842 sh	First report	13G passive
03/27	Vanguard Group03/27	0%0 sh	−10.0pp	13G passiveAmendment
02/10	Wellington Management Group02/10	6%1,997,527 sh	+1.6pp	13G passive
01/09	Conestoga Capital Advisors01/09	5.02%1,662,124 sh	−1.4pp	13G passiveAmendment
25/06/06	Wasatch Advisors25/06/06	2.7%911,306 sh	−7.5pp	13G passiveAmendment