5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 699; Last 30 days · 09/03–10/02
13D reports: 378; Last 30 days · 09/03–10/02
First reports over 5%: 260; Last 30 days · 09/03–10/02
Dropped below 5%: 94; Last 30 days · 09/03–10/02

5% stake reports

Helen of Troy HELE

	Holder			Kind
08/14	RWWM08/14	2%474,611 sh	−3.1pp	13G passiveAmendment
08/12	Aqr Capital Management08/12	5.68%1,322,587 sh	First report	13G passive
07/31	Vanguard Capital Management07/31	4.93%1,148,527 sh	−0.1pp	13G passiveAmendment
05/15	RWWM05/15	5.1%1,173,829 sh	First report	13G passive
04/30	Vanguard Capital Management04/30	5.04%1,163,788 sh	First report	13G passive
03/27	Vanguard Group03/27	0%0 sh	−6.6pp	13G passiveAmendment
01/30	Vanguard Group01/30	6.63%1,526,957 sh	−2.7pp	13G passiveAmendment
25/08/07	FMR25/08/07	0%3,259.54 sh	−11.3pp	13G passiveAmendment
25/05/12	FMR25/05/12	11.3%2,587,360.5 sh	First report	13G passive