5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 695; Last 30 days · 09/03–10/02
13D reports: 375; Last 30 days · 09/03–10/02
First reports over 5%: 258; Last 30 days · 09/03–10/02
Dropped below 5%: 93; Last 30 days · 09/03–10/02

5% stake reports

Hanmi Financial HAFC

	Holder			Kind
05/12	State Street05/12	5.2%1,540,415 sh	+0.5pp	13G passive
04/30	Vanguard Capital Management04/30	5.11%1,527,958 sh	First report	13G passive
02/05	FMR02/05	1.9%571,400.75 sh	−6.1pp	13G passiveAmendment
25/08/11	State Street25/08/11	4.7%1,431,890 sh	First report	13G passive
25/08/06	FMR25/08/06	8%2,424,106.18 sh	First report	13G passive