5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Gsi Technology GSIT

	Holder			Kind
07/28	BlackRock07/28	6.2%2,374,372 sh	First report	13G passive
02/18	Galloway Capital Partners02/18	5.02%1,818,950 sh	First report	13D
02/06	Lee-Lean Shu02/06	9.8%3,654,302 sh	−1.9pp	13G passiveAmendment
25/08/08	Lee-Lean Shu25/08/08	12%3,614,615 sh	−1.2pp	13G passiveAmendment