5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 695; Last 30 days · 09/03–10/02
13D reports: 375; Last 30 days · 09/03–10/02
First reports over 5%: 258; Last 30 days · 09/03–10/02
Dropped below 5%: 93; Last 30 days · 09/03–10/02

5% stake reports

General American Investors GAM

	Holder			Kind
06/29	Saba Capital Management06/29	7.3%1,751,470 sh	−1.0pp	13DAmendment
05/15	Lazard Asset Management05/15	6.7%1,580,674 sh	+1.1pp	13G passive
01/06	Spencer Davidson01/06	6%1,439,001 sh	No earlier report	13DAmendment
25/08/18	Saba Capital Management25/08/18	8.33%1,939,630 sh	+1.0pp	13DAmendment
25/05/02	Saba Capital Management25/05/02	7.33%1,720,363 sh	No earlier report	13DAmendment
25/02/14	Lazard Asset Management25/02/14	5.64%1,333,894 sh	First report	13G passive