5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports
652
Last 30 days · 09/03–10/02
13D reports
357
Last 30 days · 09/03–10/02
First reports over 5%
241
Last 30 days · 09/03–10/02
Dropped below 5%
83
Last 30 days · 09/03–10/02

5% stake reports

Holder
Askeladden Capital Management08/073.1%345,108 sh−2.2pp
Royce & Associates07/307.82%881,362 sh−1.2pp
Askeladden Capital Management05/155.3%651,459 shFirst report
Royce & Associates04/229.03%1,042,625 sh+5.3pp
Alliancebernstein02/179.5%1,143,853 sh+1.2pp
Royce & Associates01/263.74%449,007 sh−3.5pp
Alliancebernstein25/11/148.3%1,052,680 sh+3.4pp
Punch & Associates Investment Management25/05/154.4%586,071 sh−0.8pp
Royce & Associates25/04/297.2%935,661 shFirst report
Punch & Associates Investment Management25/02/145.2%679,100 shFirst report