5% stake reports

Filings through 10/01

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 688; Last 30 days · 09/02–10/01
13D reports: 377; Last 30 days · 09/02–10/01
First reports over 5%: 252; Last 30 days · 09/02–10/01
Dropped below 5%: 84; Last 30 days · 09/02–10/01

5% stake reports

Energy Services of America ESOA

	Holder			Kind
02/13	Wax Asset Management02/13	7.2%1,201,102 sh	+7.2pp	13G passive