5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 695; Last 30 days · 09/03–10/02
13D reports: 375; Last 30 days · 09/03–10/02
First reports over 5%: 258; Last 30 days · 09/03–10/02
Dropped below 5%: 93; Last 30 days · 09/03–10/02

5% stake reports

Edesa Biotech EDSA

	Holder			Kind
08/26	Stonepine Capital Management08/26	6.9%953,739 sh	+6.6pp	13G passive
08/25	Pardeep Nijhawan08/25	16.31%2,613,492 sh	−3.7pp	13DAmendment
08/25	Velan Capital Investment Management08/25	9.99%1,356,455 sh	+0.0pp	13DAmendment
06/18	Integrated Core Strategies06/18	5.4%520,685 sh	First report	13G passive
06/16	Pardeep Nijhawan06/16	19.99%2,210,022 sh	+0.0pp	13DAmendment
05/15	Stonepine Capital Management05/15	0.3%30,000 sh	−9.6pp	13G passiveAmendment
05/15	Nantahala Capital Management05/15	0%0 sh	−10.0pp	13G passiveAmendment
05/15	Point72 Asset Management05/15	0%2 sh	−7.2pp	13G passiveAmendment
05/15	Rubric Capital Management05/15	7.74%687,500 sh	First report	13G passive
05/15	Sirenia Capital Management05/15	7.2%600,000 sh	First report	13G passive
03/16	Perceptive Advisors03/16	6.7%563,239 sh	First report	13G passive
03/03	Point72 Asset Management03/03	7.2%600,000 sh	First report	13G passive
03/02	Velan Capital Investment Management03/02	9.99%834,700 sh	+0.0pp	13DAmendment
03/02	Pardeep Nijhawan03/02	19.99%2,040,785 sh	+0.0pp	13DAmendment
25/05/15	Nantahala Capital Management25/05/15	9.99%700,488 sh	First report	13G passive
25/02/25	Stonepine Capital Management25/02/25	9.9%693,551 sh	First report	13G passive
25/02/18	Velan Capital Investment Management25/02/18	9.99%693,551 sh	First report	13D
25/02/18	Thomas A. Satterfield Jr.25/02/18	0%0 sh	−6.7pp	13G passiveAmendment
25/02/14	Pardeep Nijhawan25/02/14	19.99%1,596,581 sh	No earlier report	13DAmendment