5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 695; Last 30 days · 09/03–10/02
13D reports: 375; Last 30 days · 09/03–10/02
First reports over 5%: 258; Last 30 days · 09/03–10/02
Dropped below 5%: 93; Last 30 days · 09/03–10/02

5% stake reports

Cocrystal Pharma COCP

	Holder			Kind
08/07	Opko Health08/07	29.6%5,692,916 sh	First report	13D
08/07	Phillip Md Et Al Frost08/07	13.9%2,784,719 sh	−3.9pp	13DAmendment
25/10/30	Phillip Md Et Al Frost25/10/30	17.8%2,462,012 sh	+7.2pp	13DAmendment
25/10/02	Phillip Md Et Al Frost25/10/02	10.6%1,382,873 sh	No earlier report	13DAmendment