5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 699; Last 30 days · 09/03–10/02
13D reports: 378; Last 30 days · 09/03–10/02
First reports over 5%: 260; Last 30 days · 09/03–10/02
Dropped below 5%: 94; Last 30 days · 09/03–10/02

5% stake reports

Conexeu Sciences CNXU

	Holder			Kind
09/15	Jeffrey Nathan Sharpe09/15	5.2%1,500,000 sh	−0.2pp	13DAmendment
09/04	Multi-Valor AIF Umbrella Fund Sicav Quintus Growth Fund09/04	9.99%4,400,305 sh	First report	13G passive
08/18	Jeffrey Nathan Sharpe08/18	5.4%1,500,000 sh	First report	13D
08/18	David Robert Bogart08/18	8.1%2,293,750 sh	First report	13G passive
08/14	Lynn Sebastian Purcell08/14	12.3%3,359,240 sh	First report	13G passive
08/14	OnePointTwo Capital Ventures II08/14	5.5%1,484,240 sh	First report	13G passive
08/14	OnePointTwo Capital Ventures08/14	6.8%1,875,000 sh	First report	13G passive
07/28	Michael G. Wright07/28	12.1%3,276,643 sh	First report	13G passive
07/20	Paisley Capital Holdings07/20	6.7%1,800,000 sh	First report	13G passive