5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 653; Last 30 days · 09/03–10/02
13D reports: 358; Last 30 days · 09/03–10/02
First reports over 5%: 242; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Canadian Natural Resources CNQ

	Holder			Kind
08/12	Capital Research Global Investors08/12	5.6%116,076,472 sh	−1.4pp	13G passiveAmendment
07/27	BlackRock07/27	5.7%117,859,127 sh	First report	13G passive
02/12	Capital Research Global Investors02/12	7%146,348,934 sh	+1.7pp	13G passiveAmendment
25/08/13	Capital Research Global Investors25/08/13	5.3%111,326,703 sh	First report	13G passive