5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Canadian Imperial Bank of Commerce CM

	Holder			Kind
07/31	Vanguard Capital Management07/31	5.01%45,902,841 sh	First report	13G passive
05/13	Bank of Montreal05/13	4.43%40,951,471 sh	−0.9pp	13G passiveAmendment
25/08/06	Bank of Montreal25/08/06	4.94%46,480,692 sh	First report	13G passive