5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Community Financial System CBU

	Holder			Kind
08/06	FMR08/06	7%3,678,107.59 sh	+1.2pp	13G passiveAmendment
05/06	FMR05/06	5.8%3,026,372.36 sh	First report	13G passive
04/29	Vanguard Capital Management04/29	5.27%2,773,406 sh	First report	13G passive
04/29	Vanguard Portfolio Management04/29	6.76%3,551,884 sh	First report	13G passive
25/05/13	State Street25/05/13	6.1%3,219,185 sh	First report	13G passive