5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 699; Last 30 days · 09/03–10/02
13D reports: 378; Last 30 days · 09/03–10/02
First reports over 5%: 260; Last 30 days · 09/03–10/02
Dropped below 5%: 94; Last 30 days · 09/03–10/02

5% stake reports

CBL & Associates Properties CBL

	Holder			Kind
08/28	Howard Amster08/28	7.8%2,406,467 sh	No earlier report	13DAmendment
05/26	Canyon Capital Advisors05/26	24%7,416,294 sh	No earlier report	13DAmendment
05/14	OCM Xb Cbl-E Holdings05/14	2.65%820,000 sh	−5.6pp	13G passiveAmendment
01/21	BlackRock01/21	5.1%1,553,993 sh	+0.1pp	13G passive