5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Babcock & Wilcox Enterprises BW

	Holder			Kind
08/14	Ameriprise Financial08/14	5.1%7,659,376 sh	First report	13G passive
07/29	BlackRock07/29	6.6%9,748,917 sh	First report	13G passive
02/17	Hood River Capital Management02/17	9.58%10,648,389 sh	First report	13G passive
02/13	BRC Group Holdings02/13	24.9%27,664,353 sh	+11.4pp	13DAmendment
25/06/02	Galloway Capital Partners25/06/02	4.31%4,240,000 sh	First report	13D
25/04/02	B. Riley Financial25/04/02	13.5%13,246,373 sh	No earlier report	13DAmendment
25/04/02	B. Riley Securities25/04/02	15.8%15,573,362 sh	First report	13D