5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Blue Moon Metals BMM

	Holder			Kind
09/08	Libra Advisors09/08	6.02%6,310,724 sh	First report	13G passive
08/14	Eric Morton Mindich08/14	3.5%3,621,330 sh	−1.8pp	13G passiveAmendment
03/10	Eric Morton Mindich03/10	5.3%4,266,341 sh	First report	13G passive