5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Battalion Oil BATL

	Holder			Kind
08/17	Brookfield Oaktree Holdings08/17	19.36%12,797,151 sh	−21.5pp	13DAmendment
08/14	Alyeska Investment Group08/14	0%0 sh	−10.0pp	13G passiveAmendment
08/07	Gen IV Investment Opportunities08/07	14.14%3,494,258 sh	−9.1pp	13DAmendment
05/22	Luminus Management05/22	39.3%13,574,690 sh	−4.1pp	13DAmendment
05/15	Brookfield Oaktree Holdings05/15	40.82%12,437,521 sh	No earlier report	13DAmendment
05/15	Alyeska Investment Group05/15	9.99%1,872,282 sh	First report	13G passive
04/06	Luminus Management04/06	43.4%14,132,184 sh	−1.2pp	13DAmendment
04/01	Luminus Management04/01	44.6%14,551,743 sh	−5.8pp	13DAmendment
04/01	Blackstone Holdings II04/01	0%0 sh	First report	13G passive
03/27	Gen IV Investment Opportunities03/27	23.2%5,513,648 sh	No earlier report	13DAmendment
03/27	Luminus Management03/27	50.4%16,402,225 sh	No earlier report	13DAmendment
01/27	Diveroli Investment Group01/27	0%0 sh	−5.4pp	13DAmendment
01/23	Diveroli Investment Group01/23	5.39%887,455 sh	First report	13D