5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 695; Last 30 days · 09/03–10/02
13D reports: 375; Last 30 days · 09/03–10/02
First reports over 5%: 258; Last 30 days · 09/03–10/02
Dropped below 5%: 93; Last 30 days · 09/03–10/02

5% stake reports

Addentax Group ATXG

	Holder			Kind
09/25	Wai Lun Yip09/25	9.9%208,334 sh	First report	13G passive
08/20	Chia Yee Seah08/20	6.96%146,539 sh	−3.3pp	13G passiveAmendment
08/20	Shan Shan Or08/20	6.55%137,790 sh	−7.3pp	13DAmendment
08/20	Pinnacle Partners08/20	11.88%250,000 sh	First report	13G passive
08/20	Zhihao Hong08/20	11.88%250,000 sh	First report	13G passive
08/20	Zhiwang Hong08/20	10.7%225,174 sh	First report	13D
08/18	Chia Yee Seah08/18	10.3%146,539 sh	First report	13G passive
06/18	Rui Wu06/18	9.71%100,167 sh	+2.0pp	13DAmendment
05/19	Shan Shan Or05/19	13.81%137,790 sh	First report	13D
04/30	Rui Wu04/30	7.75%66,667 sh	First report	13D