5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Apollo Commercial Real Estate Finance ARI

	Holder			Kind
08/06	BlackRock08/06	0.4%548,354 sh	−8.5pp	13G passiveAmendment
07/31	Vanguard Portfolio Management07/31	4.69%6,144,982 sh	−1.1pp	13G passiveAmendment
07/30	Millennium Management07/30	5.3%6,744,918 sh	First report	13G passive
07/30	Newtyn Management07/30	7.9%10,311,147 sh	First report	13G passive
07/08	BlackRock07/08	8.9%11,616,706 sh	−6.1pp	13G passiveAmendment
04/29	Vanguard Capital Management04/29	5.33%7,409,321 sh	First report	13G passive
04/28	Vanguard Portfolio Management04/28	5.78%8,023,638 sh	First report	13G passive