5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports: 652; Last 30 days · 09/03–10/02
13D reports: 357; Last 30 days · 09/03–10/02
First reports over 5%: 241; Last 30 days · 09/03–10/02
Dropped below 5%: 83; Last 30 days · 09/03–10/02

5% stake reports

Arcturus Therapeutics Holdings ARCT

	Holder			Kind
05/07	ARK Investment Management05/07	10.37%2,947,556 sh	+1.2pp	13G passiveAmendment
03/26	Vanguard Group03/26	0%0 sh	−6.7pp	13G passiveAmendment
02/17	Balyasny Asset Management02/17	0%0 sh	−8.0pp	13G passiveAmendment
02/03	ARK Investment Management02/03	9.19%2,611,099 sh	+2.9pp	13G passiveAmendment
25/11/14	Balyasny Asset Management25/11/14	8.04%2,183,985 sh	First report	13G passive
25/02/05	State Street25/02/05	4.9%1,326,158 sh	First report	13G passive