5% stake reports

Filings through 10/02

Anyone who comes to hold more than 5% of a US-listed company must report it. A 13D holder may seek a say in the company; a 13G holder is a passive investor.

5% stake reports
652
Last 30 days · 09/03–10/02
13D reports
357
Last 30 days · 09/03–10/02
First reports over 5%
241
Last 30 days · 09/03–10/02
Dropped below 5%
83
Last 30 days · 09/03–10/02

5% stake reports

Holder
Gagnon Securities08/275%1,762,866 sh+0.1pp
Millennium Management07/225.2%1,816,169 shFirst report
Wellington Management Group05/1510.2%3,541,577 sh−1.0pp
Vanguard Group03/260%0 sh−7.6pp
Grantham, Mayo, Van Otterloo02/106.67%2,323,792 sh−2.6pp
Wellington Management Group02/1011.2%3,901,333 sh−2.4pp
Wellington Management Group25/11/1213.6%4,735,585 sh+2.5pp
First Trust Portfolios25/10/310.78%270,136 sh−4.6pp
Wellington Management Group25/09/0811.1%3,850,700 sh+6.0pp
Wellington Management Group25/08/125.1%1,753,896 shFirst report
First Trust Portfolios25/07/165.41%1,872,101 shFirst report
Macquarie Group25/05/150%93 sh−5.4pp
Neil Gagnon25/03/105%1,738,193 shFirst report
Macquarie Group25/02/075.36%1,845,622 shFirst report